Thomas Law Group specializes exclusively in arbitration and litigation
of securities and commodities disputes primarily on behalf of investors.
Our firm provides a team of attorneys, experts, consultants and others
with vast experience in the securities and commodities industries. Since
1991 we have represented over 1,500 investors nationwide to recover
their investment losses. We have represented clients in securities
arbitration at the FINRA (formerly NASD), NYSE and the American
Arbitration Association.
Our firm also handles enforcement and
disciplinary hearings at the SEC as well as reparations hearings at the
National Futures Association and the Commodities Futures Trading
Commission. Collectively, our clients have recovered tens of millions of
dollars through our assistance and representation in settlement
negotiations, mediations, arbitrations and litigations.
The
firm's practice focuses principally on the representation of brokerage
customers. We also represent stockbrokers and brokerage firms in
securities disputes, primarily in mediations, and NASD and NYSE
arbitrations. Our representation of customers relates to abuses such as
unsuitable recommendations, excessive trading (commonly referred to as
churning), misrepresentation, unauthorized trading, negligence, breach
of fiduciary duty and failure to supervise.
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